See Also: Secondary Market Securities Act of 1933 New York Stock Exchange (NYSE) Primary Market Sarbanes Oxley Act of 2002 (SOX) Securities Exchange Act of 1934 Explanation The Securities Exchange Act of 1934 deals with the regulation of secondary market transactions, or outstanding securities in the market (which can be traded on a daily basis). The Securities
See Also: New York Stock Exchange (NYSE) Generally Accepted Accounting Principles (GAAP) American Institute of Certified Public Accountants – AICPA Financial Accounting Standards Board (FASB) Full Disclosure Principle Corporate Veil Investment Banks Treasury Stock Accounting Fraud Targeted Securities and Exchange Commission (SEC) Definition The Securities and Exchange Commission (SEC) is a U.S. government agency that
See Also: Blue Sky Laws Subscription (Preemptive) Rights Accounting Fraud Prevention using QuickBooks Binomial Options Pricing Model Black Scholes Option Calculation Insider Trading Defined Insider trading is buying or selling stock based on nonpublic information that will affect the stock’s price. A company’s executives and directors have access to significant information regarding the company’s activities.
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