Governmental Regulations And Filings

To ensure a seamless exit, prioritize regulatory compliance. Utilize this checklist to verify the presence of all necessary regulatory documents and records:

Regulatory Filings & Permits:

• Confirm you have all significant correspondence and reports filed with regulatory bodies.
• Assemble a schedule and copies of all key government permits, licenses, concessions, and registrations.
• Compile all regulatory reporting schedules.

Labor & Administrative Actions:

• Provide a summary of all significant administrative actions, investigations, or proceedings related to labor matters.

Environmental Compliance & Safety:

• Gather all reports from environmental consultants, including audits, assessments, and inspections, focused on:
  • Environmental impact studies.
  • Hazardous materials and waste management plans.
• Collect all records of spills, releases, or disposal activities, including:
  • Documentation of remediation actions.
  • Results of air, soil, and groundwater sampling.
• Summarize all material administrative actions or investigations concerning:
  • Human health and environmental protection.
  • Any material noncompliance or liability issues.

Regulatory Notices & Noncompliance:

• Keep copies of all notices of noncompliance received from regulators.

By diligently organizing these documents, you’ll significantly reduce risks, ensure compliance, and expedite the due diligence process when exiting.