securities

Tag: securities

Fiscal vs Monetary Policy

Fiscal vs Monetary Policy What is Fiscal Policy? Fiscal policy is essentially how the government decides to collect and spend money to impact the economy. This is studied in Macroeconomics to better understand the relationship between the economy and governmental influence. The study of fiscal policy is useful in speculating the reaction to changes in

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Treasury Securities

See Also: Fixed Income Securities Zero Coupon Bonds What is Inflation? Coupon Rate Bond Non-Investment Grade Bonds (Unsecured Debentures) Treasury Securities consist of debt instruments issued by the U.S. government by the Bureau of Public Debt. Therefore, the market for these instruments is very liquid. Oftentimes, consider them to be basically risk free. This is

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Top Down Approach

See Also: Bottom Up Approach How to Prepare an Investor Package Common Stock Definition Debt Service Coverage Ratio (DSCR) Consumer Price Index (CPI) Prepare an Investor Package Top Down Approach Definition A top down approach definition is the act of seeking out securities by first looking at global economics, industry, and then individual companies. Finally,

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Securities and Exchange Commission (SEC)

See Also: New York Stock Exchange (NYSE) Generally Accepted Accounting Principles (GAAP) American Institute of Certified Public Accountants – AICPA Financial Accounting Standards Board (FASB) Full Disclosure Principle Corporate Veil Investment Banks Treasury Stock Accounting Fraud Targeted Securities and Exchange Commission (SEC) Definition The Securities and Exchange Commission (SEC) is a U.S. government agency that

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Subordinated Debt

See Also: Mezzanine Debt Financing (Mezzanine Loans) Collateralized Debt Obligations Outstanding Debt Self-Liquidating Loans Loan Term What Your Banker Wants You to Know Alternative Forms of Financing Subordinated Debt Definition Subordinated debt is a security which has a residual claim upon a company’s assets, after the senior debt holders have had their claims satisfied. Meaning

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Securities Act of 1933

See Also: Primary Market Securities Exchange Act of 1934 Investment Banks Secondary Market Initial Public Offering (IPO) Securities Act of 1933 The Securities Act of 1933 was a landmark decision in the United States to regulate the issuance of newly issued shares into the market – an initial public offering. The act is also there

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Secondary Market Definition

See Also: Securities Exchange Act of 1934 Secondary Market Primary Market Securities Act of 1933 New York Stock Exchange (NYSE) Secondary Market Definition A secondary market definition is the trading of already issued securities – the primary market. Furthermore, the Securities Exchange Act of 1934 regulates these securities. Secondary Market Meaning Many know secondary markets

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Red Herring Definition

See Also: Ten In-House Secrets for Reducing Your Company’s Legal Costs Board of Directors Benefits of an Advisory Board How to Form an Advisory Board Why is Intellectual Property Risk Everybody’s Problem Red Herring Definition The red herring definition, or preliminary prospectus, is a legal document that must be submitted to the SEC for approval

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Quick Ratio Analysis Benchmark Example

Quick Ratio Analysis Benchmark Example Quick ratio calculation is a useful skill for any business that may face cash flow issues. Furthermore, quick assets include those current assets that presumably can be quickly converted to cash at close to their book values. It normally includes cash, marketable securities, and some accounts receivables. Current liabilities represent

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Primary Market

See Also: Investment Banks Initial Public Offering (IPO) Secondary Market Securities Act of 1933 Securities Exchange Act of 1934 Primary Market Definition The Primary Market is where the issuance of new or original securities occur. Furthermore, these securities can range from the debentures to newly issued stocks. Primary Market Meaning Primary markets are typically not

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Passthrough Securities

See Also: Collateralized Debt Obligations Secured Claim Subordinated Debt Mezzanine Debt Financing (Mezzanine Loans) Asset Based Financing Passthrough Securities Definition A passthrough security is a debt obligation that represents the cash flows towards a certain asset or liability. There is often an intermediary between the cash flows and the investor who provides a lump sum

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Over the Counter Bulletin Board (OTCBB)

Over the Counter Bulletin Board (OTCBB) Definition The Over the Counter Bulletin Board or OTCBB is an electronic quotation system used for smaller stocks that do not meet the credentials to be listed on the NASDAQ or National Securities Exchange. Over the Counter Bulletin Board (OTCBB) Explained The OTCBB is a market for smaller companies

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