Tag: IPO

Securities Act of 1933

See Also: Primary Market Securities Exchange Act of 1934 Investment Banks Secondary Market Initial Public Offering (IPO) Securities Act of 1933 The Securities Act of 1933 was a landmark decision in the United States to regulate the issuance of newly issued shares into the market – an initial public offering. The act is also there

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Red Herring Definition

See Also: Ten In-House Secrets for Reducing Your Company’s Legal Costs Board of Directors Benefits of an Advisory Board How to Form an Advisory Board Why is Intellectual Property Risk Everybody’s Problem Red Herring Definition The red herring definition, or preliminary prospectus, is a legal document that must be submitted to the SEC for approval

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Initial Public Offering (IPO)

See Also: Finance Beta Definition Stock Options Basics Employee Stock Ownership Plan (ESOP) Blue Sky Laws Subscription (Preemptive) Rights Initial Public Offering (IPO) Definition An Initial Public Offering (IPO) is the process of selling a company’s stock to the public for the first time. Before the IPO the company is private; after the IPO the

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Investment Banks

Investment Banks Investment banks are banks that offer expert financial services. The services include the following: Underwriting initial public offerings Issuing securities to raise capital Evaluating financing alternatives Handling mergers and acquisitions Other activities related to finances and securities They also serve as financial intermediaries between companies issuing securities and the investing public that purchases

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Due Diligence

See Also: Due Diligence on Lenders Auditor Mergers and Acquisitions (M&A) Audit Committee Loan Agreement Due Diligence Definition The Due Diligence definition is an extensive qualitative and quantitative look at a company. It helps company leaders make the best informed business decision about a company. Furthermore, Due Diligence is often associated with audits, where it

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10 Q

See Also: Balance Sheet Definition Income Statement Cash Flow Statement Pro-Forma Financial Statements Statement of Financial Accounting Standards (SFAS) Fiscal Period 10K 10 Q Definition What does 10 Q mean? The 10 Q definition is a quarterly cumulative financial statement required by the Securities and Exchange Commission (SEC) under the Securities and Exchange Act of

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